Overview
With what lenses are
we to look at the above pending amendment? Our options are defined
by the Freedom struggle, the Constituent Assembly and the
Constitution of India.
First, the mandate
of the Freedom struggle conveyed by Gandhiji to the Constituent
Assembly:
-
Mahatma Gandhi
Two, the mandate of
the Constituent Assembly while it adopted Article 40 of the
Directive Principles:
Article 40:
The state shall take
steps to organize village panchayats and endow them with such powers
and authority as may be necessary to enable them to function as
units of self-government.
While moving the
above amendment, K. Santhanam put on record the intent of the
Constituent Assembly in unambiguous terms:
What is attempted to do here is to
give a definite and unequivocal direction that the State
shall take steps to organize panchayats and shall endow them with
necessary powers and authority to enable them to function as units
of self-government. That the entire structure of self-government, of
independence in this country should be based on organized village
community life is the common factor of all the amendments tabled and
that factor has been made the principal basis of this amendment. I
hope it will meet with unanimous acceptance.
Three, the background to the 73rd
Amendment of the Constitution and its direction.
Introducing the Amendment, Prime
Minister Rajiv Gandhi told Parliament:
I toured hundreds of villages. I
spoke to countless people. There, in their hearths and homes, I
experienced the cruelty of an unresponsive administration, the
oppression of an administration without a heart, the callous lack of
compassion that most of our people find at the hands of much of our
administration.
We learnt that a
grassroots administration without political authority was like a
meal without salt. We learnt that however well-intentioned our
district bureaucracy might be, without effective elected authority
the gap between the people and the bureaucracy could not be closed.
We learnt that the vacuum created by the absence of local level
political authority had spawned the power brokers who occupy the gap
between the people and their representatives in distant Vidhan
Sabhas and the ever more remote Parliament. We learnt that
corruption could only be ended by giving power to the panchayats and
making panchayats responsible to the people. We learnt that
inefficiency could only be ended by entrusting the people at the
grass root level with the responsibility for their own development.
We learnt that callousness could only be ended by empowering the
people to send their own representatives to institutions of local
self-government.
The Parliament passed
the 73rd Amendment unanimously – with support from all
political parties.
Four, the statement of Objects
and Reasons placed in Parliament with the 73rd Amendment:
It is pertinent to
recall the Statement of Objects and Reasons accompanying the
aforesaid Constitution Amendment Bill. It provides both a
perspective and yardstick to measure the progress following the 73rd
/ 74th Amendments:
STATEMENT OF
OBJECTS AND REASONS
Article 40 of the Constitution which
enshrines one of the Directive Principles of State Policy lays down
that the State shall take steps to organize village panchayats and
endow them with such powers and authority as may be necessary to
enable them to function as units of self-government. In the light of
the experience in the last forty years and in view of the
shortcomings, which have been observed, it is considered that there
is an imperative need to enshrine in the Constitution certain basic
and essential features of Panchayati Raj Institutions to impart
certainty, continuity and strength to them.
Five, the 73rd
Amendment directed all states to amend their legislation on
Panchayats in conformity with the letter and spirit of the 73rd
Amendment within a year.
Finally
Did
these unambiguous objects and reasons governing the Amendments make
a better impression on our political and administrative ruling class
than what the resolution of the Constituent Assembly accompanying
Article 40 of the Directive Principles of State Policy had made
forty years – (1950 to 1990) ago?
Alas,
not. In 2002, a Standing Committee of Parliament (with MPs across
parties and from both Lok Sabha and Rajya Sabha) reviewed the
progress of implementation of the 73rd amendment relating
to panchayats in the 10-year period since the enactment of these
Amendments in April 1993, regretfully concluded that the 10-year
record of implementation by the central and state governments was
not only woeful but
“the States were wilfully flouting Constitutional
provisions”.
The
Committee reports that at one stage, the Supreme Court had to
intervene and rule that
“the concerned states cannot be permitted to withhold
election of panchayats … It will be unfortunate if the states remain
insensitive to the Constitutional Mandate”.
The apex court also held that
“Any legislative device of the government which comes
into direct conflict with the mandatory provisions of Article 243E
of the Constitution, such device has to be declared as ultra vires
of the said provisions of the Constitution.”
The
committee observed that even after ten years, what was lacking
was “a framework
in conformity with the provisions of the Constitution to devolve
appropriate powers so that the elected bodies could be made
functional in totality.”
It was
“constrained to note that most of the States are yet to fully and
conscientiously implement article 243G of the Constitution”.
It can
be seen that the pending Amendment to the Karnataka Panchayat Raj
Act, is totally violative of the letter and spirit of the
Constitution, and repulsive of its clear mandate to create
institutions of self-government at the panchayat level.
1.
Background:
Over the past years we have witnessed a deliberate erosion of
Panchayati Raj. A popular notion is that the law is weak in this
regard, the natural consequence of Article 243G providing
flexibility to States to determine the ambit of devolution to
Panchayats. However, a close examination of facts show that this is
incorrect – in fact, Karnataka has passed strong laws, but these are
weakly implemented. The means adopted to institutionally weaken
Panchayati Raj are not through the law, but through executive
actions.
The recent amendment to the Panchayat Raj Act giving
MLAs powers over grama sabhas is one example of this. This amendment
is contrary to the spirit of decentralisation and the Constitution
itself. If this amendment becomes law – the price we pay will be our
right as rural voters to participate directly in local self
government in Karnataka. We will lose the only forum we have, the
Gram Sabha, to exercise our right to choose beneficiaries for all
government funded programmes and this could also become a precedent
to further curtail other rights of panchayati raj institutions in
the state.
2.
The Concept of Local Self
Government and Self Rule:
India has a long
history of local governments. Village panchayats have been powerful
and self-contained for thousands of years. Elected local governments
were accorded great respect even by the alien, colonial British
government in India. To illustrate one telling instance, when the
great freedom fighter Chittaranjan Das was elected as Mayor of
Calcutta Municipal Corporation in 1924, he fought for, and won, the
right to appoint his own chief executive officer within the
interference of the Provincial Government. He then selected the 27
year old Subhash Chandra Bose as his chief executive, whose
outstanding work was appreciated by all. Subhash Bose went on to be
the Mayor of Calcutta, President of the Congress and finally became
a legend in his own life time as a great freedom fighter. Jawaharlal
Nehru, Vithalbhai Patel and Vallabhbhai Patel started their public
life as leaders of local governance. In contrast, provincial
governments came to power only in 1937 after the enactment of the
Government of India Act, 1935. The Union government came to power
only in 1947.
In the classical
sense “Democracy” denotes a system of government providing for
popular participation by a substantial number of citizens. From the
ancient Greek and Roman times to the modern welfare States the
concept of “Democracy” has matured tremendously both in conceptual
terms and in practice.
The concept of
popular sovereignty is fundamental to any democratic government. It
is universally accepted that all governments, more particularly
democratic ones, derive their authority and power from the consent
of the governed. Therefore, for democracy to be effective,
reasonable or meaningful it is imperative that the governmental
functioning must, to the extent possible, derive its direct
legitimacy from the sanction of the people who would be affected by
such actions and decision making processes. Democracy and the
Federal structure of our polity both constitute basic features of
the Constitution, which are inviolable. The Preamble makes it clear
that “we the people” are the true sovereigns in our democracy.
People do not get their rights of self-government from the
government; government is granted power by the people through
transfer of their sovereignty to a limited extent. To make both
concepts of ‘democracy’ and ‘federal structure’ effective and
meaningful the flow of government actions, to the extent possible,
must derive their source from people’s participation. Democracy, as
a basic feature, would necessarily mean the existence of systems
that enable peoples’ participation at all levels. Similarly, the
federal structure cannot be a mere federalism between the Union and
the States. It would mean a federal structure comprising of levels
that include local self-governments.
In a true democracy, the citizen is at the centre, and
decision-making is in ever-enlarging concentric circles of
government, depending on the necessity and complexity of the tasks
associated with governance. All these circles or levels of
government derive their legitimacy from the citizen, and exist to
serve the citizen.
The principle of
“subsidiarity” is that the individual and her family should decide
most issues that affect them whenever and wherever possible. Closest
to the individual are her personal liberties or fundamental rights,
which are guaranteed to her in the Constitution. When the individual
or her family cannot decide or deal with situations, collective
decision-making and action becomes necessary. Such tasks ought to be
entrusted to the local government as close to the people as
possible. Only those tasks that cannot be handled by the local
government ought to vest in State governments, and from thereon to
the Union government.
By its very nature
amongst the various tiers of government, the tier at which the
people would have a sense of direct participation or influence is
the nearest tier of government, namely, the Panchayat or local
government. All governmental actions at other levels get
progressively farther removed from the people. The powers exercised
by the Union government would be largely peripheral to the
day-to-day lives of citizens.
The architects of the
Indian Constitution also recognized the necessity of having strong
local self-governments and provided for a directive principle in
that regard at Article 40 of the constitution of India, which reads
as follows: “The State shall take steps to organize village
panchayats and endow them with such powers and authority as may be
necessary to enable them to function as units of self-government”
Despite the Directive
Principles in the Constitution, many of the States observed the
mandate of constituting and empowering local governments more in its
breach.
3.
Violation of
Constitutional provisions:
The 73rd
amendment to the Constitution
As reasonable steps
for empowering and enabling the local governments to function as
units of self-government were not taken, the need for amendments to
the Constitution was felt. The Panchayati Raj system became part of
the Constitution of India in 1993 through the 73rd
amendment, which was enacted in April 1993. This amendment gave
local governments a constitutional basis and position by inserting a
new part in the Constitution, namely, Part IX, dealing with the
Panchayats. The relevant articles that come within Part IX of the
Constitution are described below:
Article 243A
defines a Grama Sabha as being a body of voters relating to a
village within a Panchayat. Under the constitutional pattern, Grama
Sabhas provide the foundation for effective Panchayat Raj.
Article 243-B
provides that
there
shall be
constituted in every State, Panchayats at the village, intermediate
and district levels in accordance with the provisions of
Part IX. In states with a population not exceeding twenty lakhs
Panchayats at the intermediate level may not be constituted.
Article 243C
empowers states to make provisions through law for the composition
of Panchayats, subject to the provisions of Part IX of the
Constitution.
Article 243D
provides for Reservation of both seats and leadership positions for
the Scheduled Castes, tribes and women in Panchayats.
Article 243E
provides for a normal duration of 5 years for Panchayats and a gap
of not more than 6 months between the expiry of the period and the
conduct of the elections for the next term of the Panchayats, in
certain circumstances.
Article 243K
invests the authority of preparing the electoral rolls and
conducting elections in the State Election Commission.
Article 243F
empowers the State Government to make laws providing for
disqualification for election as a member of the Panchayats.
Under Article 243J,
the State can make law with respect to maintenance of accounts by
the Panchayats and their Audit.
Article
243-G
is an important
article and speaks of the powers, authority and responsibilities of
Panchayats.
This article reads as follows:
“Subject to the provisions of this Constitution, the Legislature of a State may, by law, endow
the Panchayats with such powers and authority as may be necessary to enable them to
function as institutions of self-government and such law may contain provisions for the
devolution of powers and responsibilities upon Panchayats at the appropriate level, subject
to such conditions as may be specified therein, with respect to-
the preparation of plans for economic development and social justice;
the implementation of schemes for economic development and social justice as may be
entrusted to them including those in relation to the matters listed in the Eleventh Schedule.”
Article 243-I states that every five years a State Finance Commission shall be constituted to review
the financial position of the Panchayats and to make recommendations to the Governor as to the
principles which should govern the distribution between the State and the Panchayats of the
net proceeds of the taxes, duties, tolls and fees leviable by the State, which may be divided
between them under this Part and the allocation between the Panchayats at all levels of their
respective shares of such proceeds;
the determination of the taxes, duties, tolls and fees which may be assigned to, or appropriated
by, the Panchayats;
the grants-in-aid to the Panchayats from the Consolidated Fund of the State;
the measures needed to improve the financial position of the Panchayats;
any other matter referred to the Finance Commission by the Governor in the interests of sound
finance of the Panchayats.
The
Eleventh Schedule
of the Constitution, which has to be read along with
Article 243G, lists out several functions that may be transferred to
panchayats by the legislation made by the States, in compliance with
Part IX. The schedule is comprehensive in its coverage and lists out
29 functions that may be transferred to panchayats. Item 10 relates
to rural housing.
The guiding principle
behind Part IX of the Constitution and the assisting provisions are
a manifestation of the “Gram Swaraj” idea propounded by the Father
of the Nation Mahatma Gandhi. The spirit of the Constitution is to
empower Panchayats with certain functional mandates, give them a
significant degree of autonomy and impart to them an element of
self-reliance and self-sufficiency through fiscal transfers,
taxation powers and tax assignments. However, the intent of Part IX
is also that clearly, the Panchayats are expected to be constituted
and to function as units of rural local self-government.
Article 243
G uses the
operative terms “endow” and “devolution” with respect to powers
given to Panchayats. In broad terms the scope of these words would
cover the transfer of power over funds, power over functions and
power over functionaries. Without the three going together with
respect to any scheme, the process of endowment or devolution is not
complete. Only if such endowment or devolution is complete, can the
panchayat be expected to discharge its responsibility as a local
self government.
Article 243-N
speaks of the continuance of existing laws with respect to
Panchayats. It states that notwithstanding anything in the
constitution,
any provision of any
law
relating to
Panchayats in force in a State immediately before the commencement
of the Seventy-third Amendment Act, 1992, which is inconsistent with
the provisions of Part IX, shall continue to be in force until
amended or repealed by a competent Legislature or other competent
authority
or until the
expiration of one year from such commencement, whichever is earlier.
In Article 243N is implicit the premise that
after one year of the coming into force of the 73rd
Amendment, no provision of any law that relates to Panchayats
can exist, which is in
violation or contravention of the
Panchayati Raj Act of the State concerned.
In other words, the Panchayat law
enacted under the provisions of Part IX of the Constitution would
gain precedence over any provision of any law. It is thus
clear that legislations empowering Panchayats with powers and
responsibility have a special and predominant status.
If the entire purport
of the 73rd amendment is looked into and construed in its proper
spirit and if the same is read along with the Preamble of the
Constitution of India by which “we the people” have solemnly
resolved to constitute India into a ‘democratic republic’ it is
evident that the very purpose of the Constitutional requirement of
having Panchayats is to provide for local self-government. Though
the Constitutional provisions make it clear that Panchayats
shall be set up at the district, intermediate and village
level, the State Governments concerned may endow them
with functions through their enabling legislations. A reading of
Article 243 G in its entirely would show that while states do have a
degree of leeway in empowering the panchayats, such flexibility is
considerably limited by the imperative that the “endowment
of powers and authority” on the Panchayats ought to be “as
may be necessary to enable them to function as institutions of
self-government.”
In other
words, such endowment has to be real and not cosmetic.
In addition, the
endowment of such functions must have specific regard to the
preparation of plans and implementation thereof for economic
development and social justice. The usurping of these functions
through the pending amendment to the Karnataka Panchayat Raj Act
with regard to the choice of beneficiaries and the implementation
of housing (a subject enumerated in the Eleventh
Schedule) and other programmes funded by government,
renders the entire 73rd constitutional amendment
meaningless and futile.
Parallel bodies are those set up as directed by the State or Central
Governments to plan and/or execute development projects in areas,
which are in the functional domain of Panchayats, using funds
provided by the State or Central Governments or donor funds. They
are called parallel because they have a separate system of decision
making on resource allocation and execution of projects which is
independent and removed from the Panchayat Raj set up. These
parallel bodies could have in them bureaucrats, MLAs, elected
representatives and, even, non-officials, NGO and community
representatives in decision making positions. They have considerable
autonomy, flexible procedures and function in isolation, directly
reporting to the State Government and some times to the Central
Government. Examples of parallel bodies are the District Rural
Development Agencies (DRDAs), Forest Development Agencies (FDAs),
Societies set up for Sarva Shisksha Abhiyaan (SSA), Societies set up
for different health programmes such as Blindness Control, TB
Eradication, AIDS Control, Filariasis Eradication and District
Project Management Units of Externally-assisted Projects.
This
amendment seeks to create parallel bodies,
an
attempt that has been tried with several schemes such as the recent
Suvarna Grama Programme. These schemes were sought to be implemented
through institutional arrangements that run parallel to the
Panchayats and are supervised and managed by officers who are not
accountable to the Panchayats.
Now the Government of Karnataka seeks to make this a
law, through an
amendment do not comply with the law.
The Constitution
envisages harmonization not only of laws but also of institutional
mechanisms with the Panchayat Raj System. The principle of
concomitance cannot be limited to just laws but it extends to
institutional arrangements as well. Viewed in this sense such
institutions have to be harmonized with the PRI set up or else they
become ultra vires the Constitution. Parallel bodies pose a serious
threat to the growth and maturation of PRIs as institutions of Local
Self Government. Half way solutions are not possible.
The pending amendment to the Karnataka Panchayat Raj
Act 2007 would amount to being both unconstitutional and illegal.
Specifically, they would offend the following provisions of the
Constitution and the law.
Article 243 G is violated:
Under
Article 243 G, the State legislation may endow the Panchayats by law
with such powers as may be required to function as institutions of
self government.
Such laws may also
provide for the required devolution of powers for the
implementation of
schemes for economic development and social justice
as may be entrusted to Panchayats including those in relation to the
matters listed in the Eleventh Schedule. It is in pursuance of this
obligation that States have passed their respective Panchayati Raj
Acts. In such circumstances, once the law has been enacted by the
State transferring the subjects to PRIs, the constitution prohibits
the State from developing schemes dealing with the very same aspects
and operating them directly. The Constitution prohibits the State
from transferring such subjects away from the PRIs through executive
orders.
While
Article 243G gives the power to States to determine the scope and
ambit of Panchayati Raj, this cannot be misinterpreted to include
reversal of Panchayati Raj.
The movement of Panchayati Raj should be forward, even if the speed
may be slow. It cannot be a see-saw approach.
The Standing Committee of the Parliament on Rural Development in its
recent report, recently laid on the table of the Lok Sabha has
expressed its serious concern on the slow progress of Panchayati Raj,
as also on the trend in some States to take steps to reverse
Panchayati Raj.
The
relevant provisions of the Karnataka Panchayati Raj Acts are
violated:
Provisions of the Karnataka Panchayati Raj Acts,
enacted under Article 243 G have the force of law and are mandatory.
When such is the case, no deviation can be attempted by creating
schemes dealing with the very same functions and having guidelines
that violate the provisions of the law.
Article 243 N is violated:
Under Article 243 N, the time of one year has been
given in order to bring all laws dealing with Panchayats in
accordance with Part IX of the Constitution and Karnataka complied
with this through its order of 16th October 2004. This
Article shows that Panchayat Raj Acts have a special status with
respect to all other legislations. When other laws themselves are
constitutionally deemed to be subject to the PR Acts, then schemes
should also comply with the PRI Act.
Therefore no
schemes can be operated directly by departments with respect to
those functions that stand transferred to Panchayats under the
Panchayati Raj Acts.
4.
Violation of PRA-Karnataka
and order of 16th Oct 2003:
Grama Sabhas have been given a unique position as institutions of
participatory governance under the Constitution. Article 243A
defines a Grama Sabha as being a body of voters relating to a
village within a Panchayat. Under the constitutional pattern, Grama
Sabhas provide the foundation for effective Panchayat Raj. The
Karnataka Panchayat Raj Act 1993 initially had provided for
relatively weak Grama Sabhas. Under Section 3 of the Act, while
Grama Sabhas were to meet at least once in six months, if Grama
Panchayats failed to convene Grama Sabhas, then the Executive
Officer of the Taluk Panchayat concerned could convene them. Grama
Sabha only had recommendatory powers under the law. The law also
provided that in case the Grama Sabha failed to identify the
beneficiaries within a reasonable time, the Executive Officer shall,
in consultation with the Grama Panchayat, identify the
beneficiaries. Obviously, there was low confidence about the
capacity and interest of Grama Sabhas and they were routinely
ignored by higher levels.
In respect of
beneficiary selection the new law left no room for doubt. Section
3(3)(b) of the amended Act 2003, provided that Ward Sabhas would
identify the most eligible persons from its area for
beneficiary-oriented schemes on the basis of criteria fixed and
prepare lists of eligible beneficiaries in order of priority and
forward it to the Grama Panchayat. These lists were then to be
placed by the Grama Panchayat before the Grama Sabha, which under
Section 3A (3) (c) would consider the Ward Sabha lists and prepare
the final lists of eligible beneficiaries in order of priority. For
good measure, the law also provided that once such detailed
beneficiary lists were prepared by the Grama Sabha; they could not
be changed by any higher authority.
Last week’s amendment
has set the clock back. It inserts similarly worded provisos to
Section 3(3) (b) and 3A (3) (c), stating that if the Grama Panchayat
fails to discharge its duties in respect of housing schemes or
programmes funded by the Government, then a committee headed by
the member of the legislative assembly of the constituency shall
select the beneficiaries from the list prepared by the Grama
Panchayat. At one stroke, the legislator becomes the final arbiter
over decisions of the Grama Sabha! These provisos are dangerously
open ended. Who is to decide that a Grama Panchayat has failed to
discharge its duties? Who will constitute the committee? Why
specifically mention housing schemes? What is the implication of
providing scope for taking away the powers of the Grama Sabha in
respect of all Schemes of the Government? What makes the MLAs or
government official (who is so far removed from the people of a
village) better able to decide who should benefit from a scheme,
that the rural voter who knows intimately every resident of her/his
village?
The amendments made in 2003 were passed unanimously and followed
after a year of discussion, including before the Joint Select
Committee. In fact the 2003 amendment was approved by His Excellency
Shri. T.N. Chathurvedi. Now this is being reversed without any
consideration of the matter, in a space of a week!
5.
Gram Sabhas not Being
Convened:
It is true that many Panchayats are not convening Gram Sabhas and
this is a serious dereliction of duty by the Gram Panchayat. As
provided by the Guidelines for the Conduct of Gram Sabhas, 1999,
there are provisions for the Executive Officer of the taluk to
direct the Panchayat Secretary to convene the Gram Sabha if the Gram
Panchayat Adhyaksha fails to do so.
In Karnataka, staff have been denied to the Panchayats since a long
time. No Panchayat secretaries have been recruited since more than a
decade, except through compassionate appointments, filling up of
backlog vacancies reserved for SCs and STs and promotion of
untrained bill collectors. Therefore, even if Gram Sabhas may not
have been held in some Panchayats, this is in a large measure due to
the failure of the Government to provide adequate staff to the
Panchayats, or in the alternative, to permit Panchayats to recruit
their own Staff to strengthen their secretariats.
6.
Beneficiaries are not
being selected and funds are lapsing:
As per section 3 of the Karnataka Panchayat Raj Act,
the Grama Sabhas are
the
deciding body with the regard to the selection of beneficiaries for
housing and other schemes. This is the only platform that recognises
the right of every citizen to participate in decision making, a
major step towards realising self governance and this amendment
revokes this right.
The amendment to the
Panchayat Raj Act virtually puts MLAs in the driver’s seat in
respect of the selection of any beneficiary for any scheme. The
amendment will ensure that we, the people, will held to ransom by
our MLAs who want to usurp virtually all powers, including those
given to constitutionally mandated local bodies.
The main trigger that
set the MLAs on this course of action was their loss of power and
control over government funded programmes. There are innumerable
government schemes; the central government funded schemes by the
Rajiv Gandhi Housing Corporation alone are 7 including the Ashraya,
Ambedkar rural and urban and Indira Awaz Yojana. These programmes
are a large source of kick backs from individual beneficiaries and
contractors and also a way of collecting potential ‘grateful’
voters. In the year 2006-7 in Karnataka, the Ashraya Scheme alone
distributed more than 3,54,000 houses at Rs: 25,000 per home. While
the STSC community receive this as a full subsidy other BPL families
availed a 50% subsidy and a 50% as a repayable loan. Of the 3,54,000
beneficiaries at least 20-30% were bogus, many already possessing
homes and others concocting false proof of construction in collusion
with their MLAs.
The normal procedure
is that Gram Panchayats are notified about these programmes very
late and are given very short notice, rarely more than 10 days,
within which they have to call a Gram Sabha (giving 1 weeks notice).
The common scene at such gram sabhas is that ‘thugs’ sent by the
MLAs disrupt the proceeding resulting in the termination of the gram
sabhas and of course by then there is no time to call another one!
The beneficiaries are not selected, the funds lapse and the MLAs
crow about the inefficiencies of the Panchayats! In March 2007 an
order was passed that the choice of beneficiaries shall be done at
gram sabhas called for the purpose and that the proceeding be
compulsorily video graphed. This is posing problems for MLAs and so
the amendment.
7.
Strangulation of Gram
Panchayats:
This amendment has been a long time coming. Various obvious and not
so obvious means have been adopted over the years to institutionally
weaken Panchayati Raj, not through the law, but through executive
actions. Now the Government of Karnataka wishes to solve this
through one amendment.
Some of the executive means used so far are as follows:
Fiscal Strangulation:
(a)
Deny funds to Panchayats, except for a few
central or state schemes, which are expressly mandated to be
implemented by Panchayats.
(b)
Even though budget windows are formally created,
continue mismatch between functional and financial allocations.
(Karnataka, till 2004 October, when the mismatch was largely
corrected, except for a few gaps. Now the mismatch is again growing.)
(c)
Allocate funds to Panchayats in budgets, and then
deny access to them in treasuries.
(d)
Pretend to give money to Panchayats, use them
elsewhere.
(e)
Quietly write back funds given to Panchayats, as
part of ‘structural adjustment’. (In
Karnataka, in 2003-4, funds available in ZP accounts were written
back to the State, without a word of warning. While some of the
allocations written back were notional, such as salary savings,
others were not, such as own revenues of ZPs and Earnest Deposits
made by contractors bidding for tenders. The entire ZP mechanism
ground to a halt in the peak working season as a result. Staff went
without salaries for several months, before the matter was sorted
out.)
(f)
Cut allocations at source.
(In Karnataka, electricity installations were not metered then
billed on capacity and lump sum pro-rata deductions were made from
Panchayats, thereby leaving no incentive for either metered billing
or electricity saving by Panchayats. Matters were sorted out through
a settlement on arrears followed by a new discipline of metering and
billing. The Electricity companies defaulted on metering and
Panchayats defaulted on payments even where they were metered. There
is a standoff again and arrears have jumped to Rs. 600 crore plus.)
(g)
Deny tax assignments to Panchayats, on the ground
of rationalization. (Karnataka gave
about Rs. 40 lakhs to each Taluk Panchayat through the assignment of
a surcharge on registration. In 2003-04, the surcharge was merged
with the registration fee, as part of rationalization, again an idea
of the World Bank. Since the surcharge did not exist, allocations to
TPs came down to Rs. 1.5 lakhs!)
Functional Strangulation:
(h)
Create parallel bodies
(numerous examples such as the recent Suvarna
Grama Programme.)
(i)
Deny existence of circulars empowering Panchayats
– say that official copies are required.
(In Karnataka, all circulars are placed in the
State’s official magazine, Karnataka Vikasa, which goes to every
Panchayats. Even though written instructions exist that these
circulars are to be treated as official copies, Panchayat
secretaries routinely decline to operate them, stating that they do
not have ‘official copies’.)
8.
Violation of Gram
Panchayat voters rights:
This pending amendment, besides taking away the right of rural
voters to choose beneficiaries for all programmes, including those
funded by government and all housing schemes, it also usurps the
rural voters power to monitor their Gram Panchayats.
The State Government and MLAs argue that the Gram Panchayats are
not holding Gram Sabhas for the selection of beneficiaries and
therefore potential beneficiaries are deprived of development
schemes. The onus of this lapse lies with the rural voter, who
is either a potential beneficiary or is the ‘neighbour’ to a
potential beneficiary! If the Gram Panchayat fails to call for a
Gram Sabha it is duty of the rural voter to ‘make’ the Gram
Panchayat function and ensure that it carries out its duties.
Further, if the voters fail to exercise their right to participate
in local government and thereby fail to enable the implementation of
schemes and programmes that benefit they will have to live with the
consequences of their actions. As a rural voter, one has not elected
ones MLA to usurp the functions of Gram Sabha nor mandated them to
enforce the accountability of a Gram Panchayat.
The Panchayati Raj system was seen as a self correcting mechanism
with civil society pressure and participation as the ultimate means
of ensuring the accountability of local governments.
9.
The Solution:
The solution to this is a greater dose of democracy and not an
unconstitutional illegal move. Some argue that if the MLAs misuse
their newly found powers under the pending amendment that the rural
voters will rise up in protest and demand their right, at which time
the state government will have to restore their constitutional
mandate. This argument applies right now - rural voters will rise up
in protest and demand that their Gram Panchayats function the way
they should. The answer is to allow democracy to work. The central
and state governments have had 60 years to prove themselves and
there is still a lot to be desired when it comes to their ability to
govern justly and free of the lure of power and corruption.
Panchayats have less than 20 years to learn local self governance
handicapped by the constraints of state politics. Let democracy take
its course, we must not lose faith in the capacity of India’s people
to determine their lives. Let us show the world that we are not just
the largest democracy, but also the most mature and civilised
democracy.
THIS MEMORANDUM TO
THE HONOURABLE GOVERNOR ON THE PENDING AMENDMENT TO THE KARNATAKA
PANCHAYATI RAJ ACT HAS BEEN ENDORSED BY
-
Smt Nandana Reddy,
Director Development, The Concerned for Working Children and
Member, National General Council, NCERT
-
Shri L C Jain,
Former Member of Planning Commission & Former Ambassador to South
Africa
-
Shri Vinod Vyasulu,
Centre for Budget and Policy Studies
-
Shri Manaohar
Kulkarni, Member, Prime Minister’s national Commission on
Population
-
Prof. Vijay Chandru,
Chairman & CEO, Strandgenomics; Director Pico Peta Simputers
-
Kavita Ratna,
Director – Communications, The Concerned for Working Children
-
Damodar Acharya,
Executive Director, The Concerned for Working Children, India
-
Dr. Suchithra
Vedanth,
State Programme Director, Mahila Samakhya Karnataka
-
Ganapathi MM, Asst.
Director, The Concerned for Working Children, India
-
Lolichen P J, Asst.
Director, The Concerned for Working Children, India
Text of Article 243G: Powers, authority and responsibilities of
Panchayats. – Subject to the provisions of this Constitution,
the Legislature of a State may, by law, endow the Panchayats
with such powers and authority as may be necessary to enable
them to function as institutions of self-government and such law
may contain provisions for the devolution of powers and
responsibilities upon Panchayats at the appropriate level,
subject to such conditions as may be specified therein, with
respect to :
a.
the preparation of plans for
economic development and social justice;
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